Insider Trading

2nd Circuit Clears Prime Brokers in Archegos Case: Limits on Fiduciary Duty & Insider Claims

Leave a Comment / Court Rulings, Fiduciary Duty, Financial Regulation, Insider Trading, Market Manipulation, Prime Brokerage / By
The 2nd U.S. Circuit Court of Appeals upheld dismissal of insider ...

The court held Archegos was not an insider of the issuers because ...

The panel found Goldman and Morgan Stanley owed Archegos no fiduci...

The ruling narrows insider trading risk for prime brokers in unwin...

Inside the Global Insider-Trading Ring: How M&A Leaks Fueled Multi-Million Dollar Scams

Leave a Comment / Financial Crime, Insider Trading, Investigations, Mergers & Acquisitions, Regulatory Enforcement / By
U.S. prosecutors charged ex-Merrill Lynch banker Samy Fadi Khouadj...

The eight-man network is accused of generating tens of millions of...

Members allegedly used burner phones, encrypted apps, coded langua...

Of the defendants, only Eamma Safi (in U.S. custody) and Zhi Ge (d...
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