SEC Moves to End Global Research Analyst Settlement—FINRA Rule 2241 Takes Center Stage
The SEC moved to terminate the remaining obligations under the 200...
The settlement’s strict, prescriptive controls on research–ban...
Ending these undertakings is expected to cut compliance costs, red...
Regulators and market participants still debate whether Rule 2241 ...
The settlement’s strict, prescriptive controls on research–ban...
Ending these undertakings is expected to cut compliance costs, red...
Regulators and market participants still debate whether Rule 2241 ...